Legal and Compliance Manager - Singapore - PEOPLE PROFILERS (SERVICES) PTE. LTD.

Compliance Manager

11 hours ago

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...

Compliance Manager

1 day ago

**1. Function - Specific Activity** · - Updated and monitored compliance of Capital Markets License, Payment Services Licence requirements and MAS regulations (e.g. AML, Outsourcing, conflict of interest, cross-border payments etc) to ensure adherence. · - Compliance ongoing moni ...

Compliance Manager

1 week ago

**Job Descriptions.** · - Develop, update and implement compliance related policies, procedures and workflows that are related with relevant regulations and industry best practices, e.g., notices and guidelines issued by the Monetary Authority of Singapore ("MAS") and Personal Da ...

Compliance Manager

1 week ago

An international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore. This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions. · **Key responsibilities**: ...

Compliance Manager

4 days ago

**Job Title: Compliance Manager - Fund Management Sector · **Location**:Singapore · **About Us**: · Invicien Capital Management is a newly incorporated company that aims to provide unique financial services solutions to institutional and ultra high networth clients. Our commitmen ...

Manager, Compliance

2 days ago

**Job Purpose** · Assist the Head of Compliance in managing the Branch's PB/Wealth Management compliance program and carrying out compliance monitoring and reviews to ensure compliance with all applicable laws and regulations (including Banking Act, Securities & Futures Act and F ...

Compliance Manager

1 week ago

Job Responsibilities: · - Ensure compliance with all the legal guidelines, HQ policies & procedures, internal control and governance processes. · - Prepare reports for HQ compliance audit and external regulatory bodies as appropriate. · - Responsible for developing compliance act ...

Compliance Manager

5 days ago

You are a team contributor who enjoys working collaboratively · - Opportunity to innovate and drive pioneering business initiatives · - Together we can drive sustainable business growth for our clients · **Do work that matters** · Risk Management is responsible for developing the ...

Compliance Manager

5 days ago

**Job details**: · Posted 15 May 2023 · SalaryS$ S$ per annum · LocationSingapore · Job type Permanent · DisciplineBanking & Financial Services · Reference263810_ · **Title** · Compliance Manager - Securities Group (AVP) · **Description** · Our client is an international financi ...

Compliance Manager

1 week ago

**Main Roles and Responsibilities:** · 1) Take the lead in promoting the management and control of high-quality development in the region; · 2) Cooperate with the Legal Department and the Corporate Development Department of the headquarter to fulfill compliance due-diligence per ...

Compliance Manager

1 week ago

**Contract Type**: · Permanent · **Location**: · Singapore · **Category**: · Compliance · **Subcategory**: · **Contact Name**: · Daryl Emmanuelle Ong · - · **Date Published**: · 15-Feb-2023 · Our client is a listed energy infrastructure and technology company with global presence ...

Compliance Manager

1 week ago

Reporting to the Vice President of Compliance, this role supports our Head Office (HO) in Tokyo in helping our business units in Asia achieve compliance objectives set by our MS&AD Group and MSIG Asia, and run their annual compliance and internal control programs. · **Responsibil ...

Compliance Manager

2 days ago

My client is a growing, global Securities firm with a strong presence in APAC. They are seeking a Compliance Manager specializing in FX and Options (Derivatives) Products to join their team. · In this pivotal role, you will be responsible for ensuring adherence to regulatory requ ...

Compliance Manager

4 days ago

Ebang International Holdings Inc., a NASDAQ-listed company, has strong presence in global blockchain technology and cryptocurrency exchange business. Over the years, we have established strong footprint and are known for our professionalism, secure, convenient and stable financia ...

Assistant Compliance Manager/compliance Manager

5 days ago

**_AYASA Globo Financial Services _**_is a "one-stop" platform which provides comprehensive and total solutions to hedge funds, private equities, family offices and financial institutions. We are also a pioneer in crypto fund setup and administration with actual hands-on experien ...

Compliance Manager

1 week ago

**Responsibilities** · - Lead and manage the Compliance framework of the company business such as review of KYC and AML sanctions policies, and provide recommendations of suitable control measures and procedures · - Integrate the AML policy and procedures into a global policy and ...

Compliance Manager

3 days ago

DCS Card Centre is an innovative and forward-looking payments fintech that provides value-added card services with the most advanced technology to our customers and partners. · We offer attractive remuneration packages and reward schemes, and invite the talents to join our big fa ...

Compliance Manager

1 day ago

**Roles & Responsibilities** · - Lead the Compliance team strategically to ensure the bank is always compliant with the applicable rules and regulations. · - Spearhead the improvement of the existing Compliance procedure. · - Manage and own end to end KYC, Account Opening, CDD, a ...

Compliance Manager

2 days ago

We are seeking an professional individual that is detailed and results oriented to join the team as a Compliance Manager. You will be working closely with the Chief Operating Officer to implement the best compliance monitoring/control for the firm. You will have a keen attention ...

Compliance Manager

2 days ago

**Company Overview** · As a global investment manager, we help institutions, intermediaries and individuals meet their goals, fulfil their ambitions, and prepare for the future. But as the world changes, so do our clients' needs. That's why we have a long history of adapting to s ...