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    Compliance Consultant - Singapore - NSEARCH GLOBAL PTE. LTD.

    NSEARCH GLOBAL PTE. LTD.
    NSEARCH GLOBAL PTE. LTD. Singapore

    1 week ago

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    Description
    Roles & Responsibilities

    Our client, one of world's largest financial services institutions is looking for:

    Compliance Consultant

    Responsibilities:

    • Uphold the integrity of the exchanges and the operations of a fair, orderly and transparent market by supervising the conduct of market participants.
    • Actively monitor the trading activities of participants on the trading platform.
    • Review alerts generated for any potential trading irregularities and escalate to Head, Regulations and Compliance on any Rule breaches.
    • Regularly review the alert models and policy to keep them aligned to regulatory requirements.

    Interested applicants can also email CV at (for faster processing, please state the exact job/position title applied "Compliance Consultant")

    Only shortlisted candidates will be notified.

    EA License Number: 10C3636
    EA Personnel Name: Vimmi Baunthiyal
    EA Personnel Registration Number: R1543982

    Tell employers what skills you have

    Asset Management
    Microsoft Excel
    Regulatory Compliance
    Analytical Skills
    Transparency
    Compliance
    Authorization
    Time Management
    Writing
    Consulting
    Articulate
    Regulatory Requirements
    Audit
    Financial Services


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