Business Compliance Manager - Singapore - BANK OF CHINA LIMITED
Description
1.Handle the daily/periodic/adhoc control functions and reporting requirements related to compliance function not limited to AML/CFT, data protection, complaint and training matters.
- Review client instruction to update non-financial related information or to request for additional services.
- Assess/verify the on-boarding and on-going annual review of counterparties/service providers submitted by PB Product team to ensure that due diligence and risk assessment are performed in accordance to the framework.
- Facilitate the review of 3rd party's contract/agreement with the bank's Legal department.
- Facilitate internal training and external training arrangement with the bank's Human Resources Department.
- Perform the on-boarding due diligence and on-going KYC review of PB clients in accordance to the framework.
7 Attend to requests or queries from PB front office, Legal and Compliance Department, Internal Auditors and External Auditors on business compliance related matters.
- Maintain up to date PB procedures, forms and templates related to business compliance functions.
Job Requirements
1. 3-5 years relevant experience in AML/KYC compliance functions in Private banking or wealth management industry;
- Familiar with local and international regulations related to compliance functions (e.g. MAS Notice 626, CRS, PDPA, PB Code of Conduct and MAS Guidelines on PB Controls)
- Experience in review of counterparties and have knowledge of PB Investment Suitability framework is good to have.
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