- Officer will be involved in Control Room (Group Compliance) functions listed below: -
- Provide research clearances for Research Department (against research blackout list)
- Maintain greylists and blackout lists in the PIP System
- Process staff's trade applications
- Handle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict Management Policy
- Perform user acceptance testings for new PIP System
-
Compliance Officer
Found in: Talent SG 2A C2 - 5 days ago
Franklin Templeton Asset Management Singapore Full timeCome join us in delivering better outcomes for our clients around the world · We are looking for a Compliance Officer to join our Financial Crime Team. This position can be based in Singapore, Malaysia or Hong Kong. · The Financial Crime Compliance team is part of the Global Comp ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 1 day ago
ALPHASEARCH PTE. LTD. SingaporeRoles & Responsibilities · Compliance Officer (Open to Auditors) · Open to Candidates from Audit firms · Prominent Real Estate Player · Salary Circa - $65000 per annum plus bonus. · The Company · The company is a SGX listed REIT with a strong portfolio of overseas assets. They ar ...
-
compliance officer
Found in: Talent SG 2A C2 - 12 hours ago
BANK OF INDIA SingaporeRoles & Responsibilities · Job Scope of Compliance Officer · > Keeping abreast with changes to regulatory requirements for AML/CFT and communicating the changes internally with a view to ensuring established policies, procedures and processes are in compliance with new requiremen ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 20 hours ago
ZICO ASSET MANAGEMENT PTE. LTD. SingaporeRoles & Responsibilities · Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compli ...
-
Compliance Officer
Found in: One Red Cent Asia eFC C2 - 1 day ago
Franklin Templeton Asset Management Singapore Full timeCome join us in delivering better outcomes for our clients around the world · We are looking for a Compliance Officer to join our Financial Crime Team. This position can be based in Singapore, Malaysia or Hong Kong. · The Financial Crime Compliance team is part of the Global Comp ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 1 day ago
PERSOLKELLY SINGAPORE PTE. LTD. SingaporeRoles & Responsibilities · Our client, a well-known Japanese company is looking for candidates for the position of Compliance Officer · Responsibilities: · Perform regular business audits internally across the group with internal stakeholders to ensure compliance. · Provision of ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 1 day ago
GOLDYND PTE. LTD. SingaporeRoles & Responsibilities · We are seeking a dedicated and experienced Compliance Officer to join our dynamic team. This role is crucial for ensuring our organization's adherence to legal standards and internal policies, particularly in the realms of data privacy and protection. · ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 1 day ago
PERSOLKELLY SINGAPORE PTE. LTD. SingaporeRoles & Responsibilities · Work location: Raffles Place · Working hours: Mon - Fri, 9am - 6pm · Perform customer due diligence activities including clearing of screening matches and carrying out enhanced due diligence on high risk customers in accordance to the target turnaround ...
-
IT Compliance Officer
Found in: Talent SG 2A C2 - 16 hours ago
MANPOWER STAFFING SERVICES (SINGAPORE) PTE LTD SingaporeRoles & Responsibilities · As an IT Compliance Officer, you will be responsible for ensuring that the company's information technology practices comply with all relevant laws, regulations, and industry standards. · Responsibilities: · Work closely with IT Governance Team ensuring ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 5 days ago
MOBILE COMMUNITY TECH PTE. LTD. SingaporeRoles & Responsibilities · A leading Major Payment Instituttion in Singapore. MCTPay emphasizes long-term security, reliability, and convenience with our services and key products reflecting the vision. As we aim to be a one-stop centre for everything Payment, MCTPay is looking f ...
-
Compliance Officer
Found in: Talent SG C2 - 4 days ago
Adyen Singapur, SingaporeThis is Adyen · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. · For our teams, we creat ...
-
Compliance Officer
Found in: Talent SG C2 - 4 hours ago
iCapital Singapur, Singapore Full timeResponsibilities · Support the development of a compliance strategy and guidelines to support the firm's growth across APAC in a sustainable and compliant way. · Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks ...
-
Compliance Officer
Found in: One Red Cent Asia eFC C2 - 5 days ago
Eames Consulting Singapore Full timeJob Description · Elevate your career in the dynamic world of private banking as a Client Due Diligence Specialist. This pivotal role offers the chance to join a prestigious institution, renowned for its commitment to excellence and client service. The successful candidate will ...
-
Officer, Compliance
Found in: Talent SG C2 - 4 hours ago
United Overseas Bank Singapur, Singapore Full timeOfficer, Compliance & Administration, Channel Operations Centre · Posting Date: 19-May-2023 Location: Singapore (City Area), Singapore, Singapore, · Company: United Overseas Bank Ltd About UOB · United Overseas Bank Limited (UOB) is a leading bank in Asia with a global n ...
-
Compliance OFFICER
Found in: Talent SG 2A C2 - 16 hours ago
J-DEE REMITTANCE SERVICES PTE. LTD. SingaporeRoles & Responsibilities · Responsibilities · Performing AML and KYC screenings on customers account opening. · Reviewing and clearing transaction alerts and conducting investigations and to clear name screening and sanction alerts. · Performing post transaction monitoring and ra ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 12 hours ago
ADECCO PERSONNEL PTE LTD SingaporeRoles & Responsibilities · Our client is a well-established bank that offers a diverse range of products and services to its clients. The bank is committed to providing excellent customer service and maintaining high standards of professionalism and integrity. · about the job · M ...
-
Compliance Officer
Found in: One Red Cent Asia eFC C2 - 5 days ago
Charterhouse Partnership Singapore Singapore Full timeRESPONSIBILITIES: · Reporting to the Regional Head, you will be ensuring adherence to the Payment Services Act 2019 and relevant regulations in Singapore, as well as internal compliance policies and standards. · You will be responsible in overseeing and implementing procedures an ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 20 hours ago
ZICO CAPITAL PTE. LTD. SingaporeRoles & ResponsibilitiesUndertaking risk-based and rule-based general compliance monitoring, and liaising with the regulators (MAS and SGX), where necessary. · Keeping abreast of relevant regulatory and legal changes, assessing their impact and implementing any required changes t ...
-
IT Compliance Officer
Found in: Talent SG 2A C2 - 3 days ago
GOLDTECH RESOURCES PTE LTD SingaporeRoles & ResponsibilitiesProvide compliance and audit support to the business unit; · Work closely with internal auditors ensuring all processes are in compliance with regulatory requirements; · Review regulatory changes and make necessary revisions to the policies and procedures; ...
-
Compliance Officer
Found in: Talent SG 2A C2 - 1 day ago
FOMO PAY PTE. LTD. SingaporeRoles & Responsibilities · Join and Grow with us · At FOMO Pay, we are dedicated to pushing the boundaries of what is possible in digital payment and global banking solutions. We are seeking forward-thinking individuals who share our passion for innovation and are eager to be at ...
Compliance Officer - Singapore - TANGSPAC CONSULTING PTE LTD
Description
Roles & ResponsibilitiesInterested candidates kindly submit your updated CV in a Word Format to: Only shortlisted candidates will be notify. Thank you.
Tell employers what skills you haveMicrosoft Excel
Due Diligence
Risk Assessment
Regulatory Compliance
Interpersonal Skills
Investigation
Securities
Compliance
Banking
AML
Conflict Management
Regulatory Requirements
KYC
Screening
Audit
Financial Services