- Responsible for conducting Customer Due Diligence and 1st level review and escalation of cases with suspected or actual Anti-Money Laundering (AML)/Countering Terrorist Financing (CFT) related risk.
- Facilitate accurate AML uploading of client names and on-going name screening reviews via the DowJones system within stipulated timelines to meet internal requirements.
- Performs monitoring and assessment of daily Credit Monitoring reports/alerts on external third parties and Representatives and ensure timely dissemination to relevant stakeholders.
- Provide 1st level assessments from a Fit and Proper perspective in accordance to MAS Guidelines on an ongoing basis; provide appropriate solutions and escalate to senior compliance officers to facilitate representatives' onboarding process.
- Performs monitoring assessments, ensure proper documentation and timely follow-ups with Representatives and relevant departments in terms of Fit and Proper requirements.
- Update and track internal registers on a timely basis (e.g. outsourcing, complaints, onboarding measures applied for representatives etc).
- Assist senior compliance officers in the execution of periodic checks stipulated under the Compliance Monitoring Program.
- Assists in the preparation of updates and/or reports to the relevant governing committee(s) and Authorities (e.g.: CPFB).
- Undertake any tasks as assigned from time to time.
- At least a Bachelor's degree or above
- Having financial advisory and/or insurance compliance knowledge will be an added advantage
- Attentive to detail and communicative
- Discipline in meeting timelines, takes accountability over personal and team deliverables
- Strong written and verbal communication skills with the ability to present analysis and recommendation
- Fresh graduates are welcome to apply
- Must be proficient in MS Office, Excel applications
- Self-initiated & dynamic individual who possesses critical thinking skills to increase efficiency
- Possess good communication (verbal and written) skills with a strong EQ
- Detailed-oriented, has a strong analytical mind with good problem-solving skills
- Has a self-motivated personality and a good team player
- Adaptable to changes
- Self disciplined and motivated in a flexible hybrid work environment
-
Financial Risk Manager, Risk Management
1 week ago
Etiqa Insurance Singapore**Scope Overview**: · - Developing and Implementing the Enterprise Risk Management Framework and respective risk policies that create values for the various stakeholders and achieve the company's aspirations and strategies. · - Developing risk appetite statements, setting limits ...
-
Risk Manager
1 week ago
Toll Group SingaporeCompany Description · **Job Description**: · **The Role** · A new and exciting opportunity has arisen for a **Risk Manager** role to join our inclusive and dynamic Group Business Assurance & Risk team, based at Clementi, Singapore · Reporting into the Global Head Internal Audit & ...
-
Risk Manager
1 week ago
VERITION ADVISORS (SINGAPORE) PTE. LTD. Singapore**Job Summary**: · We are looking for a Risk Manager in the APAC region. · **Duties/Responsibilities**: · - Analyze market conditions and investment strategies to identify potential risks and develop strategies to mitigate them. · - Monitor and understand portfolio performance an ...
-
Risk Manager
1 week ago
Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
-
Risk Manager
3 days ago
BTI Executive Search Pte Ltd SingaporePosted by · - Matthew Whitman- Country Director, Hong Kong BTI Executive Search & Regional Risk & Governance Recruitment Specialist Our client, a leading global Asset Management company, is looking to hire an experienced Risk Management professional in Singapore. The Risk Manager ...
-
Risk Manager
1 week ago
SCOR Singapore**Job summary (This is a 12 months contract position)** · Enterprise Risk Management (ERM) supports the strategic objectives defined by the Group. The ERM is defined and maintained within the CRO area. Through the different specialized departments, the CRO area monitors adherence ...
-
Manager, Risk
1 week ago
SEMBWASTE PTE. LTD. SingaporeAct as a business partner for the business units assigned in the implementation of a robust risk management and internal control system. · Be part of the first line of defense to drive the business growth and sustainability by embedding an adequate culture and awareness of risk m ...
-
Technology Risk Manager, Risk
1 week ago
OCBC Bank Singapore**of Risk & Prevention** · Group Operations and Technology (O&T) provides IT and backroom support across the bank's business lines such as Group Consumer Financial Services, Group Corporate Banking, Global Treasury, Group Risk Management, Group Finance, and Group Human Resources. ...
-
Risk Manager
1 week ago
Yongan International Financial (Singapore) Pte Ltd Singapore**Main Responsibilities** · - Daily trade surveillance to monitor any instance of market manipulation in the day-to-day trading activities and preparation of trade surveillance reports · - Monitor credit limits and daily margin call controls on client accounts · - Identify, vet, ...
-
Manager, Risk
3 days ago
Sembcorp Industries Singapore**Group Company**: Waste · **PURPOSE AND SCOPE** · Act as a business partner for the business units assigned in the implementation of a robust risk management and internal control system. · Be part of the first line of defense to drive the business growth and sustainability by em ...
-
Risk Management
1 day ago
MARIBANK SINGAPORE PRIVATE LIMITED SingaporeDrive the development of risk management systems e.g. in-house operational risk incident / market and liquidity risk management system, and assist respective risk teams to establish reports, metrics and dashboards. · - Collaborate with other risk teams to develop business require ...
-
Risk Manager
3 days ago
QONTEL SEARCH PTE. LTD. SingaporeWe're actively seeking a Risk Manager to join our esteemed client, an established Asset Management Firm with a regional presence. · In this pivotal role, you'll oversee price and trade flow monitoring for Forex and exchange-traded derivatives. Additionally, you'll spearhead the d ...
-
Risk Management
1 week ago
Page Personnel SingaporeExcellent opportunity to join a global tier 1 reinsurance firm · - 12 months renewable/convertible contract · **About Our Client**: · A leading global provider of reinsurance solutions that operates in various regions around the world. It specialises in offering risk management p ...
-
Risk Manager
5 days ago
Yongan International Financial (Singapore) Pte Ltd SingaporeYongan International Financial (Singapore) Pte Ltd SingaporePosted 2 hours ago In-Office Permanent S$8k - S$10k · - Yongan International Financial (Singapore) is seeking a seasoned Risk Management professional to take up an active and important role of the setting up of the organ ...
-
Risk Manager
5 days ago
BOC Aviation SingaporeReporting to the Deputy Head, Risk Management. is responsible for risk assessment, credit review, and risk monitoring of assigned lessees, prospective lessees and other counterparties, including OEMs and vendors. The Risk Manager leads all collections and restructuring related ac ...
-
Risk Manager
1 day ago
Reeracoen Singapore Pte Ltd SingaporeOur client is a trader of essential commodities such as iron ore, steel, copper, etc. The company makes strategic investments in cutting-edge ventures. Currently, they are actively seeking an experienced and competent Risk Manager to join the prestigious organization to lead and ...
-
Risk Manager
1 day ago
Reeracoen Singapore Pte Ltd SingaporeOur client is a technology firm, presently looking to expand their team and is looking to recruit a Risk Manager. · - 【 What you will be doing 】- Develop a risk management team from scratch · - Monitor and ensure swift actions are being taken to manage a range of risks · - Run da ...
-
Risk Manager
1 week ago
Tate Asia Singapore**Risk Manager** · ***: · **SUMMARY**: · - Our client is an established enterprise in Cryptocurrency. They are now looking for an experienced dynamic Risk Manager to join their exciting team. · **KEY RESPONSIBILITIES**: · - Experience in risk control: Have experience in risk cont ...
-
Risk Manager
3 hours ago
GLOBAL HR SYNERGY PTE. LTD. Singapore**Responsibilities**: · - Responsible for formulating and implementing the exchange's trading risk control strategy, establishing and maintaining a trading risk management system, ensuring effective implementation of risk control and compliance requirements for the exchange. · - ...
-
Risk Manager
5 days ago
Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
Executive, Risk Management - Singapore - INFINITUM FINANCIAL ADVISORY PTE. LTD.
Description
Roles & ResponsibilitiesA self-directed and independent individual to support the Head of Risk Management & Compliance ("RM&C") within the RM&C department focusing on Regulatory Compliance aspects such as governance, risk management and market conduct requirements, in order to maintain a robust risk and compliance framework within Infinitum Financial Advisory. This role reports to the Manager of RM&C in supporting the Head of RMC.
Infinitum Financial Advisory is a wholly-owned subsidiary of Income Insurance Limited, Singapore's top composite insurer, and is licensed and regulated by the Monetary Authority of Singapore (MAS).
Responsibilities:
Requirements:
Other competencies and traits:
Due Diligence
Regulatory Compliance
Outsourcing
Governance
Risk Management
Attentive
Compliance
Insurance Claims
Accountability
AML
Financial Advisory
Team Player
Screening
Adaptable to Changes
Insurance
Life insurances