Head of Operations/Compliance - Singapore - eFinancialCareers

    eFinancialCareers
    eFinancialCareers Singapore

    1 month ago

    Default job background
    Full time
    Description

    Key Responsibilities

    • Collaborate with the CEO in setting and driving organizational vision and operational strategy (individual contributor role)
    • Develop an effective governance and controls framework encompassing policies and procedures, timely and appropriate management information and reporting of financials and compliance matters, risk management oversight (operational, compliance, cybersecurity)
    • Responsibility and oversight for operational services provided by outsourced vendors/partners (Fund Administration, Legal, IT, Accountants, Regulators, etc.)
    • Ensure that the AML & KYC of all investors is complete and remains adequate at all times
    • Design and execute various strategic initiatives/projects to enhance business efficiency and growth
    • Partner with internal stakeholders to drive operational excellence
    • Develop networks and keep abreast of developments with peers in the industry

    Attributes of the candidate

    • Self-driven and strong analytically with an eye for details
    • Strong interpersonal skills - building consensus where required but with the ability to convey authority and expertise with leadership team
    • Ability to manage multiple stakeholders - regulators, investors, shareholders, service providers
    • Strong grasp of the realities of good governance and risk management
    • Comfortable with uncertainty and ambiguity

    Experience & Qualifications

    • Bachelor's / Master's degree or equivalent in Economics, Finance, Business Management, or related fields
    • 5 – 10 years of relevant experience in compliance and operations of a fund management company
    • Extensive knowledge in the rules/regulations and licensing regimes for various fund management structures - VCC, CMS


  • SNCF DRH Finances Groupe Singapore

    **Key Responsibilities** · - Collaborate with the CEO in setting and driving organizational vision and operational strategy (individual contributor role) · - Develop an effective governance and controls framework encompassing policies and procedures, timely and appropriate manage ...

  • SEARCH STAFFING SERVICES PTE. LTD.

    Head of Compliance

    4 weeks ago


    SEARCH STAFFING SERVICES PTE. LTD. Singapore

    We are currently working with an established Fintech client; who are actively looking for a Head of Compliance with relevant licencing work experience to join them. · **Head of Compliance · The role will oversee all aspects of compliance for the company. The main responsibilities ...

  • TechBridge Market

    Head of Compliance

    3 weeks ago


    TechBridge Market Singapore

    If you are passionate about playing a key role in the success of Singapore's globally trusted leader in data security and automation, we want to hear from you · Our client is a well-established brand in the IT Services and IT Consulting industry and is now looking for a passionat ...

  • Aurex Group

    Head of Compliance

    4 weeks ago


    Aurex Group Singapore

    We are partnering with a REIT in search for a Head of Compliance and RIsk Management. · JOB DESCRIPTIONS · **Compliance** · - Developing, implementing and maintaining a risk and compliance framework to identify, monitor and manage the compliance risks relevant to the Company, inc ...

  • SAISON INTERNATIONAL PTE. LTD.

    Head of Compliance

    3 weeks ago


    SAISON INTERNATIONAL PTE. LTD. Singapore

    **About the Company** · Saison International is the International Headquarter of Credit Saison, a listed company in Japan. We were established in 2014 (previously as Credit Saison Asia Pacific) to accelerate our expansion into Southeast Asia. We offer digitalized and localized fi ...

  • Aurex Group Limited

    Head of Compliance

    4 weeks ago


    Aurex Group Limited Singapore

    JOB DESCRIPTIONS · **Compliance** · - Developing, implementing and maintaining a risk and compliance framework to identify, monitor and manage the compliance risks relevant to the Company, including the license operations of the Manager, and report to the relevant Boards on an on ...

  • Rakuten Asia Pte Ltd

    Head of Compliance

    4 weeks ago


    Rakuten Asia Pte Ltd Singapore

    **Responsibilities**: · - In charge of oversight on all compliance matters across business operations with relevant legislation/regulations · - Provide advisory on compliance implications of business decisions, both for on-going issues and in project decisions. · - Interpret and ...

  • Ambition

    Head of Compliance

    3 weeks ago


    Ambition Singapore

    **Job details**: · Posted 26 March 2024 · SalaryNegotiable · LocationSingapore · Job type Permanent · DisciplineBanking & Financial Services · Reference272189_ · Due to business expansion, a payment firm is looking for a senior Compliance professional to join their team in Singa ...

  • Blockchain

    Head of Compliance

    2 weeks ago


    Blockchain Singapore

    We are seeking an outstanding compliance leader to join our fast-growing team as Head of Compliance for Singapore. This role, reporting to the Chief Compliance Officer, will be responsible for overseeing compliance with the Payment Services Act and other regulatory regimes where ...

  • Berkley

    Head of Compliance

    3 weeks ago


    Berkley Singapore

    Head of Compliance - Asia · **Company Details** · Fortune 500 Company. Specialty General Insurer. Fast growing, dynamic organisation, dedicated to the development of its people. · Our organisation is actively committed to Innovation. We strive to foster a culture of innovation, w ...

  • Independent Reserve

    Head of Compliance

    3 weeks ago


    Independent Reserve Singapore

    Head of Compliance - Singapore · Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing complian ...

  • HL Bank

    Head, Compliance

    2 weeks ago


    HL Bank Singapore

    **FUNCTIONAL (Job Responsibilities)** · - Manage the Compliance (Financial Crime and Regulatory Compliance) and Legal function for Singapore Branch. · - Develop new monitoring and controls mechanism, focusing on best practices for employees. · - Ongoing assessment of new initiati ...

  • Habib Bank Ltd

    Head of Compliance

    3 weeks ago


    Habib Bank Ltd Singapore

    Habib Bank Ltd SingaporePosted 2 hours ago Permanent Competitive · - R- Posted by · - Rachel Yin- RecruiterFollow · - Responsible for general oversight of compliance and Anti-Money Laundering / Counter Financing of Terrorism (AML/CFT) aspects of HBL Singapore. [not sure why AML C ...

  • BLOCKCHAIN (SINGAPORE) PTE. LTD.

    Head of Compliance

    2 weeks ago


    BLOCKCHAIN (SINGAPORE) PTE. LTD. Singapore

    We are seeking an outstanding compliance leader to join our fast-growing team as Head of · Compliance for Singapore. This role, reporting to the Chief Compliance Officer, will be · responsible for overseeing compliance with the Payment Services Act and other regulatory · regimes ...

  • STELLARTALENTS ASIA PTE. LTD.

    Head of Compliance

    2 weeks ago


    STELLARTALENTS ASIA PTE. LTD. Singapore

    **About the Company**: · Our client is a fast-growing **Venture Capital **firm focused on investing in innovative and high-growth companies. As part of their current business expansion plan, they are looking for a highly experienced and dedicated Head of Compliance to join their ...

  • Ethos BeathChapman

    Head of Compliance

    2 weeks ago


    Ethos BeathChapman Singapore

    **Job Details**: · **Location** · Singapore · **Salary** · Competitive Salary · **Job Type** · Permanent · **Ref** · BH-18084 · **Contact** · Weiyun Teo- **Posted** · 35 minutes ago · **The Role**: · My Client is a leading Crypto Trading firm, and we are looking for Head of Compl ...

  • St. James's Place (Singapore) Pte. Limited

    Head of Compliance

    3 weeks ago


    St. James's Place (Singapore) Pte. Limited Singapore

    **Key Responsibilities of the Job**: · - Ensure that the governance structure, compliance, risk and data security systems and procedures are aligned with the regulatory requirements and SJP Group. · - Undertake appropriate regulatory roles - MLRO / Senior Manager / Material Risk ...

  • ALTAX PTE. LTD.

    Head of Compliance

    3 weeks ago


    ALTAX PTE. LTD. Singapore

    This role will be responsible for overseeing the company's end-to-end compliance function. · Traditionally a space only for the wealthy and well-connected, we believe in a future where private markets are more accessible to investors and fundraisers. By leveling the playing field ...

  • Arab Banking Corporation

    Head of Compliance

    2 weeks ago


    Arab Banking Corporation Singapore Full time

    **Main Responsibilities** · - To develop and manage a robust Compliance function in line with the Group Compliance Policy which provides assurance to the Board and senior management. · - To develop in co-ordination with other members of senior management an appropriate and integr ...

  • SPARROW TECH PRIVATE LIMITED

    Head of Compliance

    2 weeks ago


    SPARROW TECH PRIVATE LIMITED Singapore

    **Introduction**: · **Description**: · - Establish and maintain effective regulatory and AML compliance framework and internal controls in the firm. · - Oversee and manage regulatory and AML risk assessments to strengthen internal controls and ensure compliance with local regulat ...