Jobs

    Assistant Vice President - Singapore - ASIA PACIFIC EXCHANGE PTE. LTD.

    ASIA PACIFIC EXCHANGE PTE. LTD.
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    Description
    Roles & Responsibilities

    The candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to

    the Chief Regulatory Officer.

    Key Duties and Responsibilities:

    1) Market Surveillance

    a) Identify potential market misconduct and other behaviour that impact APEX's operation of a fair, orderly

    and transparent market

    b) Review and implement frameworks, policies and procedures to enhance APEX's trade surveillance and

    investigations of market misconduct

    c) Perform regular/daily tasks to monitor market activity, including, but not limited to:

    (i) Analysis of trading alerts triggered for unusual transactions and orders

    (ii) Escalation of suspicious trading behaviour for investigations and/or to the regulators

    (iii) Review and update of alert parameters and logic

    d) Liaise with regulators and other law enforcement agencies on relevant matters when necessary.

    2) Corporate Governance

    a) Review and implement processes and procedures to strengthen APEX's internal governance

    b) Assist the Corporate Secretary in matters related to corporate governance and the Board of directors

    c) Maintain effective communications and relationships with APEX's shareholders and the Board of

    directors

    3) Support other related functions undertaken by LCD, including review of whistleblowing complaints and

    disciplinary breaches.

    Requirements:

    • University degree from reputable institutions.
    • 5 years or more relevant working experience in derivatives trading or derivatives trade surveillance. Investigation/law enforcement background is a plus.
    • Team player with good writing, communication and interpersonal skills, including excellent Chinese proficiency.
    • IT literacy and ability to work with large datasets are preferred.
    Tell employers what skills you have

    Licensing
    Internal Investigations
    Microsoft Office
    Corporate Governance
    Microsoft Excel
    Derivatives
    Regulatory Compliance
    Literacy
    Interpersonal Skills
    Enforcement
    Risk Management
    Surveillance
    Compliance
    Writing
    Banking
    Team Player
    Communications
    Regulatory Requirements
    Audit
    Financial Services


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