- Lead the team and assist the Director to implement and maintain governance policies
- Main point of contact with MAS
- Provide advisory support to relevant business units
- Oversee and lead compliance related work such as performing customer due diligence checks (KYC), new clients onboarding and due diligence review for existing clients
- Provide advice with respect to marketing requirements of funds in various jurisdictions and prepare regular reporting
- Organize and plan compliance trainings to educate team members
- Liaise with external legal experts, auditors and compliance advisors
- Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time
- Bachelor's Degree from relevant certification
- At least 5 Year(s) of working experience in related function within the financial industry
- Good knowledge of AML and KYC procedures
- Good knowledge of Companies Act and Securities and Futures Act
- Proactive, Diligent and Attentive to details
- Strong team player and self-driven
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Compliance Manager - Singapore - FP Global
Description
Our client is a CMS licensed Investment Management firm; focusing on private debt and real asset investment. They are currently looking for an experienced and result-driven Compliance Manager to lead the compliance team in Singapore. The individual will be expected to instill a strong compliance and governance culture within the team and will work closely with the Director.
Job Scope:
Requirements: