Jobs

    Compliance Manager - Singapore - FP Global

    FP Global
    FP Global Singapore

    6 days ago

    Default job background
    Full time
    Description

    Our client is a CMS licensed Investment Management firm; focusing on private debt and real asset investment. They are currently looking for an experienced and result-driven Compliance Manager to lead the compliance team in Singapore. The individual will be expected to instill a strong compliance and governance culture within the team and will work closely with the Director.

    Job Scope:

    • Lead the team and assist the Director to implement and maintain governance policies
    • Main point of contact with MAS
    • Provide advisory support to relevant business units
    • Oversee and lead compliance related work such as performing customer due diligence checks (KYC), new clients onboarding and due diligence review for existing clients
    • Provide advice with respect to marketing requirements of funds in various jurisdictions and prepare regular reporting
    • Organize and plan compliance trainings to educate team members
    • Liaise with external legal experts, auditors and compliance advisors
    • Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time

    Requirements:

    • Bachelor's Degree from relevant certification
    • At least 5 Year(s) of working experience in related function within the financial industry
    • Good knowledge of AML and KYC procedures
    • Good knowledge of Companies Act and Securities and Futures Act
    • Proactive, Diligent and Attentive to details
    • Strong team player and self-driven

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