Regulatory Compliance Officer - Singapore - WOORI BANK

Compliance Officer

2 days ago

**Your team**: · - The Pictet group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet h ...

Compliance Officer

2 days ago

Job Description · - Group Overview: · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through respo ...

Compliance Officer

1 week ago

We are looking for someone to cover the entire spectrum of regulatory compliance, operational risk and contracts review. In this role, you will be working as the first compliance officer in a VCC regulated family office reporting directly to the CEO. Legal qualification is advant ...

Compliance Officer

2 days ago

Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information compa ...

Compliance Officer

1 week ago

**Purpose** · Tokenize Xchange is one of South East Asia's largest digital asset exchanges in terms of trading volume and users. We are committed to providing a reliable and secure platform for fiat-to-crypto on-off ramp services while creating utility for our users' digital asse ...

Compliance Officer

4 days ago

**Bitstamp is the original cryptocurrency exchange.** · We started small in 2011, with just two laptops and big aspirations. Fast forward to today and we have grown to serve over 4 million clients across the globe, who benefit from our commitment to security, transparency and reg ...

Compliance Officer

1 week ago

**About AETOS**: · AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Ind ...

Compliance Officer

1 day ago

**Main Responsibilities: · 1. Regulatory Compliance: Ensure compliance with all regulations and guidelines set forth by the Monetary Authority of Singapore (MAS) and other relevant authorities. · 2. Policy Development and Implementation: Develop, implement, and maintain internal ...

Compliance Officer

1 week ago

Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · - Exp ...

Compliance Officers

1 week ago

**Compliance Officers (private bank)** · **12 months contract** · *** · **Responsibilities**: · - Primarily responsible for KYC and client on-boarding as well as training on this topic · - Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/AB ...

Compliance Officer

3 days ago

**Description**: · We are looking for a Compliance Officer who will provide advice and support on legal and compliance matters of the Company. · The Compliance Officer will report directly to the Headquarters' compliance team. One of the main objectives will be to obtain the lice ...

Compliance Officer

3 days ago

Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · The s ...

Compliance Officer

1 day ago

**About AETOS**: · AETOS Capital Group Pty. Ltd. (AETOS) is a renowned Australian broker specializing in financial products trading services. AETOS is committed to provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts ...

Compliance Officer

1 week ago

Our client is an international swiss private bank, looking to for an expansion headcount for their Singapore office. · **Role Overview · This person provides support to the Singapore Compliance team, handling the day-to-day spectrum of compliance activities for the Singapore bran ...

Compliance Officer

2 days ago

Amethyst Partners SingaporePosted 3 hours ago Permanent S$4k - S$6k · **Responsibilities**: · - Develop and execute appropriate compliance framework, policies and procedures. · - Ensure smooth handling and timely completion / submission of regulators' returns, surveys and questio ...

Compliance Officer

1 week ago

ComfortDelGro Insurance Brokers Pte Ltd has a position for the post of Compliance Officer. · **Responsibilities and Tasks**: · 1. Ensure compliance with the Singapore legal and regulatory requirements · 2. Advise on the relevant MAS regulations and implications on company policie ...

Compliance Officer

1 week ago

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requir ...

Compliance Officer

1 week ago

Job Scope of Compliance Officer · - Keeping abreast with changes to regulatory requirements for AML/CFT and communicating the changes internally with a view to ensuring established policies, procedures and processes are in compliance with new requirements. · - Monitor for new reg ...

Compliance Officer

4 days ago

**Build your Career in Compliance · **PromiseLand Independent **is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 cor ...

Compliance Officer

1 week ago

Compliance Officer (Financial Advisory Firm)Nature of business: · - Independent Financial Adviser · - FAA LicenseAreas of responsibility: Review and continuously keeping abreast of MAS regulations and ensuring adherence of company policies and procedures at all time with FAA lice ...