- Daily Review of overnight violations; escalate and follow through issues appropriately
- Perform alternative monitoring for restrictions that cannot be coded in Aladdin and strive to automate or streamline the procedure where possible
- Assist teams to override order or trade violations where necessary or appropriate
- Maintain broker rules in Aladdin and assist Trading Desks with queries
- Work closely with Fund Managers / Product / Client Executives on investment guidelines related matters and issues, and maintain good working relationships with them
- Work closely with global coding and oversight teams to enhance the control environment
- Provide advice on the validity of pre-trade alerts and explore ways to reduce unnecessary pre-trade noise
- Assist in and/or lead audit/regulator/client queries and visits
- New Account on-boarding activities including translating the investment guidelines into code using the Aladdin platform, and able to review the coding changes done by other team members
- Review, update, test and troubleshoot errors, if any, on rules due to investment guidelines changes
- Participate/Lead in projects and working groups relating to new markets, instruments and mandate in order to assess the impact on restrictions monitoring, and initiatives including providing suggestions on efficiency and risk deduction
- Analysis of gaps and provide onward communication / training to message risks / gaps, priorities and achievements
- Proactively updates documentations and reviews tasks / Continuously challenging the BaU environment
- Steward processes and change documentation to ensure approvals, sign-offs and change control can be easily audited.
- Coach and mentor junior members of the team
- Handle the departmental administrative matters together with the rest of the team
- Good communication, written and spoken, and be able to connect with people
- Strong overnight monitoring and problem-solving skills
- Good leadership skills and able to motivate and hold people accountable to deliver on commitments especially outside BAU
- Able to align goals and attitude to Schroders values: Excellence, Innovation, Teamwork, Passion and Integrity
- Organised, have good time management skills and able to prioritise given tasks
- Ability to deliver complex information in a clear and concise way, both written and face to face
- Care and diligence in reviewing overnight violations and the desire to make the way we do things more robust, scalable and efficient
- Proactive approach to risk mitigation
- Able to tap on past relevant experiences to handle novel issues
- 5 or more years' experience in performing investment guidelines monitoring in the investment management industry and of investment products
- Working knowledge and understanding of the regulations relating to regulatory investment restrictions e.g. UCITS, 40s ACT, Canadian Pensions
- Preferably experience in using Aladdin or any other guidelines monitoring systems, Refinitiv or Bloomberg
- Proficient in MS Office such as Excel and Word.
- Self-motivated and enthusiastic; with the ability to own and deliver solutions
- Flexible, highly curious and willing to learn
- A critical thinker who's able to look at things from different angles
- Attention to detail with a passion for quality
- Responsible, diligent and willing to put in extra effort and hours to get things accomplished
- Desire to shape how we communicate with various Schroders teams and to build and manage efficient processes to deliver information
-
Lead Analyst
Found in: Talent SG C2 - 6 days ago
IHiS Singapur, SingaporeResponsibilities: · Maintaining the relevant product roadmap with supporting policy or business drivers · Manage feature prioritisation discussions with key stakeholders · Development from features and concepts to functional requirements · Management of cost estimation and fundin ...
-
Lead Analyst
Found in: Talent SG C2 - 3 days ago
Dyson Singapur, Singapore Full timeAbout Us · The Lead Analyst – Merchant Acquiring is responsible for providing high quality support for Dyson's commercial operations, primarily concerning payments by customers. · Improving the efficacy of customer payments will involve reducing costs and risk, and improving con ...
-
Lead Business Analyst
Found in: Talent SG 2A C2 - 3 days ago
TECH AALTO PTE. LTD. SingaporeRoles & Responsibilities · Role: Lead Business Analyst (Wealth Management Domain) · Position Overview: We are seeking an experienced Lead Business Analyst with a comprehensive understanding of the Wealth Management domain and expertise in Temenos Transact modules, particularly fo ...
-
Lead Business Analyst
Found in: Talent SG 2A C2 - 6 days ago
INCOME INSURANCE LIMITED SingaporeRoles & Responsibilities · Business Excellence (BE) Department plays a pivotal role in driving the operations strategies to transform the organisation into one that is customer-led. Through driving business process re-engineering, analytics, digital and mobile-first, we deliver d ...
-
Business Analyst Lead
Found in: Talent SG 2A C2 - 6 days ago
SAGL CONSULTING PTE. LTD. SingaporeRoles & Responsibilities · Responsibilities: · • Lead the business analysis efforts within Agile development teams, ensuring alignment with project goals and objectives. · • Collaborate with stakeholders to understand business needs and translate them into actionable requirements ...
-
Business Analyst Lead
Found in: Talent SG 2A C2 - 4 days ago
THOMSON MEDICAL PTE. LTD. SingaporeRoles & Responsibilities · The Business Analyst Lead (Healthcare) will play a vital role in Thomson Medical's digital transformation project. You will lead the business analyst team in collaborating with cross- functional teams, including IT, operations, and medical professionals ...
-
Implementation Lead Analyst
Found in: Talent SG C2 - 31 minutes ago
Schroders Singapur, SingaporeTeam Overview · The Investment Support Team provides support to the Investment and Trading Teams in the Schroders Asset Management Business and works with teams across Schroders to implement change. The team aims to enable business growth, make data improvements, manage risk an ...
-
Lead Quality Analyst
Found in: Talent SG C2 - 4 days ago
ThoughtWorks Singapur, Singapore RegularJob responsibilities · Aim to shift quality to the left in alignment with senior client stakeholders · Partner with senior stakeholders to understand the product, create a quality strategy and ensure that the teams are empowered to implement it · Highlight risks to software deli ...
-
Business Analyst Lead
Found in: Talent SG C2 - 4 days ago
Helius Singapur, SingaporeYour responsibilities: · You will be expected to perform the following tasks in a manner consistent with Tyme's Values and People Capabilities. · Provide leadership in technical BA practices and mind-set to all business analyst and senior roles in TymeX. · Lead BA for one of ou ...
-
Lead Business Analyst
Found in: Talent SG 2A C2 - 3 days ago
TRINITY CONSULTING SERVICES PTE. LTD. SingaporeRoles & Responsibilities · • Years of experience: More than 15+ years · • Good understanding of Wealth Management domain and Temenos Transact modules (Wealth related modules is a must, others preferred). · • Knowledge on Securities, Derivatives and Structured Products. · • Ensure ...
-
Lead Data Analyst
Found in: Talent SG 2 C2 - 4 days ago
Careers@Gov Singapur, Singapore[What the role is] · Introduction to ICAI · The International Centre for Aviation Innovation (ICAI) is set up to drive innovation across all aspect of aviation including Air Traffic Management, smart & digital airports, sustainable aviation and unmanned systems. As the first-of- ...
-
Assistant Lead Analyst
Found in: Talent SG C2 - 5 days ago
IHiS Singapur, SingaporeSummary · The role is to provide production support and project/enhancements implementation for Datamart projects. · Roles and Responsibilities · 1. Attend to user queries on data issues as part of production support for existing Enterprise Data Warehouse and data mart applicatio ...
-
Lead Data Analyst
Found in: Talent SG C2 - 6 days ago
Marina Bay Sands Singapur, Singapore Full timeJOB SCOPE · Summary of Job Responsibilities · The primary responsibility of an analyst is to gather, interpret and use complex data to develop actionable steps that will improve processes and optimize results in the areas of IT Performance management. The Analyst needs to provi ...
-
Assistant Lead Analyst
Found in: Talent SG C2 - 3 days ago
IHiS Singapur, SingaporeRole and Responsibilities · Years of Experience · At least 8 years' of experience in developing, implementing and maintaining IT systems and at least 5 year as business analyst · Roles and Responsibilities · Conduct user requirement analysis for the development / implementation o ...
-
Lead Generation Analyst
Found in: Talent SG C2 - 3 days ago
Snaphunt Singapur, Singapore Full timeThe Offer · Attractive Salary & Benefits · Work alongside & learn from best in class talent · Fantastic work culture · The Job · You will be responsible for : · Answering customer inquiries in a timely manner, managing customer accounts, following up with customers for administra ...
-
Lead Generation Analyst
Found in: Talent SG C2 - 4 days ago
Wallex Singapur, Singapore Full timeOverseas payment and cash management solutions for businesses - simplified · Wallex not only allows you to make cross-border payments at better rates and faster speeds, we also provide you with the ability to convert and hold balances in multiple currencies so that you can proper ...
-
Assistant Lead Analyst
Found in: Talent SG C2 - 4 days ago
IHiS Singapur, SingaporeRoles And Responsibilities · You will be part of a team to create awareness to the healthcare institutions to encourage early data contribution to NEHR. This is one of the MOH's initiative to improve data comprehensiveness in NEHR for better patient care. · You will have the oppo ...
-
Assistant Lead Analyst
Found in: Talent SG C2 - 31 minutes ago
IHiS Singapur, SingaporeThis is a hybrid role, Business intelligence Admin creates and maintains the databases for Clarity and Caboodle, while Business intelligence developers (BIDs) create analytics content based on specifications created by Cogito business analysts. · BIDs design and write reports bas ...
-
Assistant Lead Analyst
Found in: Talent SG C2 - 3 days ago
IHiS Singapur, SingaporeRoles And Responsibilities · Provide guidance and support to licenseeto help them on-board smoothly for early data contribution to the NEHR To do this, it requires the individual to understand the basics of NEHR, in terms of functionalities, policies and on boarding process · As ...
-
Senior / Lead Business Analyst ( IT )
Found in: Talent SG 2A C2 - 2 days ago
ALL ABOUT PEOPLE SingaporeRoles & Responsibilities · We are representing our client (A highly successful IT solutions engineering company which specializes in the implementation of enterprise software and services) to look for an experienced Senior / Lead Business Analyst to join their Agile dynamic devel ...
Portfolio Compliance Lead Analyst - Singapur, Singapore - Schroders
Description
Overview of Role/Principle Responsibilities
This role has the following principal responsibilities: We're looking for someone to join the Portfolio Compliance Oversight team in Singapore as a Portfolio Compliance Lead Analyst 2. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade mandate restriction monitoring.
It is a role where attention to detail, time management and good communication skills are critical. The Portfolio Compliance Lead Analyst 2 works closely with members of the Portfolio Compliance Team globally and also has regular contact across other teams in the business regionally.
The successful candidate will be someone willing to seize the opportunity and get the best out of being a member of this rapidly evolving team. Enthusiastic about improving processes, learning new skills and making a difference to the teams we support.
Key Responsibilities
General skills
Technical Skills
Personal Attributes
We recognise potential, whoever you are
Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics.
