- Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial Advisers Act.
- Proficient grasp of regulatory principles such as anti-money laundering, counter financing of terrorism, and market conduct, among others.
- Exceptional communication and interpersonal abilities essential for collaborative engagement with team members and engagement managers during regulatory reviews.
- Robust analytical acumen with meticulous attention to detail.
- Capable of performing effectively under high-pressure situations and stringent deadlines.
- Bachelor's degree in Accountancy, Finance, or a related field.
- Minimum of 6 years of experience in regulatory compliance or relevant roles, preferably in financial institutions or related professional firms at a senior associate level or with relevant experience in Big 4 external auditor with financial services background
- Demonstrated proactive approach in conducting analysis and research to understand regulations thoroughly.
- Strong numerical and analytical capabilities.
- Previous experience in regulatory compliance functions, particularly in banks or capital market services licensees, or related professional firms, along with a solid understanding of banking operations and products/services, will be advantageous.
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AYASA GLOBO FINANCIAL SERVICES PTE. LTD. Singapore**_AYASA Globo Financial Services _**_is a "one-stop" platform which provides comprehensive and total solutions to hedge funds, private equities, family offices and financial institutions. We are also a pioneer in crypto fund setup and administration with actual hands-on experien ...
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Compliance Manager
1 week ago
Funds Partnership Asia Singapore**Contract Type**: · Permanent · **Location**: · Singapore · **Category**: · Compliance · **Subcategory**: · **Contact Name**: · Daryl Emmanuelle Ong · - · **Date Published**: · 15-Feb-2023 · Our client is a listed energy infrastructure and technology company with global presence ...
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Manager, Compliance
1 day ago
Manulife SingaporeWe are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out ...
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Compliance Manager
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Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
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Compliance Manager
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TRUST RECRUIT PTE. LTD. Singapore**Job Responsibilities: · - Managing of Client onboarding and review · - Develop, modify and implement company policies and regulations · - Design and monitor control systems to prevent or deal with violations of legal guidelines and internal policies · - Oversee all business ope ...
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Manager Compliance
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Rio Tinto Singapore**Manager Compliance (Commercial)** · - **Opportunity to work in a world class organization**: · - ** Exposure to global operations, processes and stakeholders**: · - ** Work in a collaborative and fast paced environment**: · - ** Based in Singapore, global commercial hub** · **A ...
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Compliance Manager
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Ethos BeathChapman Singapore**Job Details**: · **Location** · Singapore · **Salary** · Competitive Salary · **Job Type** · Permanent · **Ref** · BH · **Contact** · Weiyun Teo- **Posted** · about 1 hour ago · **The Role**: · My Client is a leading REIT listed on the SGX, and we are looking for a Compliance ...
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Compliance Manager
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Ethos BeathChapman Singapore**Job Details**: · **Location** · Singapore · **Salary** · Competitive Salary · **Job Type** · Permanent · **Ref** · BH · **Contact** · Weiyun Teo- **Posted** · 12 minutes ago · **The Role**: · My Client is a leading REIT listed on the SGT, and we are looking for a Compliance Ma ...
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Compliance Manager
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RIO TECHNOLOGIES PTE. LTD. SingaporeWe are looking for an experienced **Compliance Manager **to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is ...
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Compliance Manager
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PRINTRUST COMPANY (SINGAPORE) LIMITED Singapore**Job Descriptions.** · - Develop, update and implement compliance related policies, procedures and workflows that are related with relevant regulations and industry best practices, e.g., notices and guidelines issued by the Monetary Authority of Singapore ("MAS") and Personal Da ...
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Compliance Manager
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PARADIGM RECRUITMENT PTE. LTD. SingaporeWe are representing one of Asia's largest Bank to source for a senior compliance manager for their corporate banking division. · In this role, you will be involved with: · - Assist the Head of Compliance in managing the Branch's compliance program · - Carry out compliance monitor ...
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Compliance Manager
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THE WINSTEDT SCHOOL PTE. LTD. Singapore**Purpose** · The Compliance Manager is responsible for effective implementation and on-going management and support of all regulatory bodies and compliances including, but not limited to, EduTrust Certification Scheme, Enhanced Registration Framework (ERF), Council for Private E ...
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Compliance Manager
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CCIC SINGAPORE PTE. LTD. SingaporeJob Responsibilities: · - Ensure compliance with all the legal guidelines, HQ policies & procedures, internal control and governance processes. · - Prepare reports for HQ compliance audit and external regulatory bodies as appropriate. · - Responsible for developing compliance act ...
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Compliance Manager
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Janus Henderson Investors Singapore-Janus Henderson Investors · Singapore · Posted 2 hours ago Permanent 0 · **Why work for us?** · Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting clients firs ...
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Compliance Manager
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NUSANTARA PRIME CONSULTING PTE LTD Singapore**Responsibilities**: · - Provide strategic direction and advice to project team regarding regulatory pathways and timelines for new and · changed products/processes. · - Oversee QA Compliance and Audit related activities to ensure safe, efficacious and quality products can be · ...
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Compliance Manager
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Revolut SingaporeAbout Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, ...
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Compliance Manager
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LONG BRIDGE SECURITIES PTE. LTD. SingaporeWe are one of the leading financial institutions with a strong fintech focus as well as an excellent growth path. · We are currently looking for a Compliance Manager to join our team. · **Purpose of Role**: · To provide guidance on potential risk areas, define the scope, and lead ...
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Compliance Manager
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CGS-CIMB SECURITIES (SINGAPORE) PTE. LTD. Singapore**About the role · CGS-CIMB Securities (CGS-CIMB) is a leading integrated financial services provider in Asia. It is a joint venture between China Galaxy International Financial Holdings Limited, a wholly owned subsidiary of China Galaxy Securities Co. Ltd., and CIMB Group Sdn Bh ...
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Manager, Compliance
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Changi Airport Group SingaporeWe are seeking a dynamic individual to join CAG as a cybersecurity and digital governance steward. In this role, you will play a crucial part in ensuring the safety and security of our digital infrastructure as we embark on new and innovative digital transformation projects. Repo ...
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Compliance Manager
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PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD. SingaporeAn international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore. This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions. · **Key responsibilities**: ...
Regulatory Compliance Manager - Singapore - FP Global
Description
Our client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation packageJob Description:
Job Requirements: